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JOSEPH RUDY GONZALES
JOE GONZALES
CRD#: 6133754
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 434 N. LOOP 1604 WEST
SUITE 2203
SAN ANTONIO , TX 78232
Registration History
201220142016201820202022202420262 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - 2023 (7 years)2 FIRMS2023 - Present (1 year)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2012 - 2013 (<1 year)IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2013 - 2013 (<1 year)
License(s)

State Registrations

B
Alabama 6/13/2023

B
Missouri 6/13/2023

B
Arizona 6/13/2023

B
Nebraska 6/13/2023

B
Arkansas 6/13/2023

B
New Mexico 6/13/2023

B
California 6/13/2023

IA
New Mexico 6/14/2023

B
Colorado 6/13/2023

B
New York 6/13/2023

B
Connecticut 6/13/2023

B
Oklahoma 6/13/2023

B
Florida 6/13/2023

B
Oregon 6/13/2023

B
Georgia 6/13/2023

B
South Carolina 6/13/2023

B
Illinois 6/13/2023

B
Tennessee 6/13/2023

B
Indiana 6/13/2023

B
Texas 6/13/2023

B
Iowa 6/30/2023

IA
Texas 6/13/2023

B
Kansas 6/13/2023

B
Utah 6/13/2023

B
Louisiana 6/13/2023

B
Virginia 6/13/2023

B
Maryland 6/13/2023

B
Washington 6/13/2023

B
Michigan 6/13/2023

IA
Washington 6/13/2023

B
Minnesota 6/13/2023

B
West Virginia 6/13/2023

B
Mississippi 6/13/2023

B
Wisconsin 6/13/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
434 N. LOOP 1604 WEST SUITE 2203, SAN ANTONIO , TX 78232
Registered with this firm since 6/13/2023

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
434 N. LOOP 1604 WEST SUITE 2203, SAN ANTONIO , TX 78232
Registered with this firm since 6/13/2023

Previous Registration(s)
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IA
07/28/2015 - 06/13/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ALBUQUERQUE, NM
B
07/28/2015 - 06/13/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ALBUQUERQUE, NM
IA
12/18/2013 - 06/30/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BELLEVUE, WA
B
12/18/2013 - 06/30/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) BELLEVUE, WA
IA
01/18/2013 - 06/05/2013 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) AUSTIN, TX
B
12/07/2012 - 06/05/2013 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) AUSTIN, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.