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Keith Allyn Sowada
CRD#: 6132550
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 400 1ST STREET S STE 300
STE 300
ST CLOUD, MN 56301
CETERA INVESTMENT SERVICES LLCCRD#: 15340 RICE, MN
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2019 (6 years)2 FIRMS2019 - Present (5 years)BEDWARD JONES (CRD# 250)2013 - 2013 (<1 year)
License(s)

State Registrations

B
Minnesota 7/30/2019

IA
Minnesota 7/30/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
RICE, MN
400 FIRST ST. S. SUITE 300, ST. CLOUD, MN 56301
Registered with this firm since 7/30/2019

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
400 1ST STREET S STE 300 STE 300, ST CLOUD, MN 56301
RICE, MN
Registered with this firm since 7/30/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/18/2013 - 07/10/2019 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) SAINT CLOUD, MN
B
07/12/2013 - 07/10/2019 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) SAINT CLOUD, MN
B
02/06/2013 - 03/18/2013 EDWARD JONES (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.