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DAVID JAY PERGANDE
DAVID JAY PERGANDE MR., DAVID PERGANDE
CRD#: 6132087
IA
Investment Adviser
B
Broker
M HOLDINGS SECURITIES, INC.CRD#: 43285 Austin, TX
Registration History
201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BHILLTOP SECURITIES INC. (CRD# 6220)2021 - 2024 (2 years)BFIRST PALLADIUM, LLC (CRD# 289822)2018 - 2020 (1 year)BMERCAP SECURITIES, LLC (CRD# 156607)2015 - 2017 (2 years)BLINCOLN FINANCIAL DISTRIBUTORS... (CRD# 145)2012 - 2015 (2 years)IAHILLTOP SECURITIES INC. (CRD# 6220)2022 - 2024 (1 year)
License(s)

State Registrations

B
Oregon 3/19/2024

IA
Texas 3/19/2024

B
Texas 3/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
M HOLDINGS SECURITIES, INC. (CRD#:43285)
Austin, TX
Registered with this firm since 3/19/2024

B
M HOLDINGS SECURITIES, INC. (CRD#:43285)
Austin, TX
Registered with this firm since 3/19/2024

Previous Registration(s)
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12/02/2022 - 03/06/2024 HILLTOP SECURITIES INC. (CRD#:6220) Plano, TX
B
08/10/2021 - 03/06/2024 HILLTOP SECURITIES INC. (CRD#:6220) Plano, TX
B
11/06/2018 - 09/30/2020 FIRST PALLADIUM, LLC (CRD#:289822) FORT WAYNE, IN
B
11/04/2015 - 12/04/2017 MERCAP SECURITIES, LLC (CRD#:156607) ATLANTA, GA
B
11/06/2012 - 10/13/2015 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) RADNOR, PA
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B
Broker
IA
Investment Adviser
Disclosures
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