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Richard Carlton Day III
RICHARD C DAY, Chad Day, Richard Carlton Day
CRD#: 6131130
IA
Investment Adviser
B
Broker
CAPTRUSTCRD#: 175112 4208 SIX FORKS RD
SUITE 1700
RALEIGH, NC 27609
CAPFINANCIAL SECURITIES, LLC.CRD#: 126291 4208 SIX FORKS ROAD #1700
RALEIGH, NC 27609
Registration History
20122014201620182020202220242026IACAPTRUST (CRD# 175112)2023 - Present (2 years)BCAPFINANCIAL SECURITIES, LLC. (CRD# 126291)2017 - Present (7 years)BCAPFINANCIAL SECURITIES, LLC. (CRD# 126291)2012 - 2016 (3 years)
License(s)

State Registrations

IA
North Carolina 2/16/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPTRUST (CRD#:175112)
4208 SIX FORKS RD SUITE 1700, RALEIGH, NC 27609
Registered with this firm since 2/16/2023

B
CAPFINANCIAL SECURITIES, LLC. (CRD#:126291)
4208 SIX FORKS ROAD #1700, RALEIGH, NC 27609
Registered with this firm since 7/19/2017

Previous Registration(s)
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11/08/2012 - 06/17/2016 CAPFINANCIAL SECURITIES, LLC. (CRD#:126291) RALEIGH, NC
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B
Broker
IA
Investment Adviser
Disclosures
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