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Detailed Report
SCOTT MATHEWS PANTUSO JR
SCOTT MATTHEWS PANTUSO
CRD#: 6130927
IA
Investment Adviser
B
Broker
PNC CAPITAL ADVISORS LLCCRD#: 151829 2020 Main St Suite 950
Irvine, CA 92614
PNC CAPITAL MARKETS LLCCRD#: 15647 2020 MAIN STREET
9TH FLOOR, SUITE 950
IRVINE, CA 92614
Registration History
201220142016201820202022202420262 FIRMS2021 - 2022 (1 year)2 FIRMS2023 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2012 - 2021 (8 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2020 - 2021 (<1 year)
License(s)

State Registrations

B
California 2/17/2023
IA
California 2/17/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PNC CAPITAL ADVISORS LLC (CRD#:151829)
2020 Main St Suite 950, Irvine, CA 92614
Registered with this firm since 2/17/2023
B
PNC CAPITAL MARKETS LLC (CRD#:15647)
2020 MAIN STREET 9TH FLOOR, SUITE 950, IRVINE, CA 92614
Registered with this firm since 2/17/2023
Previous Registration(s)
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IA
 09/08/2021 - 12/20/2022 LPL FINANCIAL LLC (CRD#:6413) IRVINE, CA
B
 09/08/2021 - 12/20/2022 LPL FINANCIAL LLC (CRD#:6413) IRVINE, CA
IA
 11/30/2020 - 08/19/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEWPORT BEACH, CA
B
 11/28/2012 - 08/19/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEWPORT BEACH, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.