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Detailed Report
Jesus Perez
CRD#: 6130440
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
227 WEST MONROE STREET - 24
CHICAGO, IL 60606
Registration History
201220142016201820202022202420262 FIRMS2018 - 2021 (3 years)3 FIRMS2022 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2018 (5 years)
License(s)

State Registrations

B
Alabama 2/24/2022
B
Massachusetts 2/24/2022
B
Arizona 2/24/2022
B
Michigan 2/24/2022
B
California 2/24/2022
B
Minnesota 2/24/2022
B
Colorado 2/24/2022
B
Missouri 2/24/2022
B
Connecticut 2/24/2022
B
Nevada 2/24/2022
B
Delaware 2/24/2022
B
New Jersey 2/24/2022
B
District of Columbia 2/24/2022
B
New Mexico 2/24/2022
B
Florida 2/24/2022
B
New York 2/24/2022
B
Illinois 2/24/2022
B
North Carolina 2/24/2022
IA
Illinois 2/24/2022
B
Ohio 2/25/2022
B
Indiana 2/24/2022
B
Pennsylvania 2/24/2022
B
Louisiana 2/24/2022
B
Texas 2/24/2022
B
Maine 2/24/2022
B
Wisconsin 2/24/2022
B
Maryland 2/24/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 227 WEST MONROE STREET - 24, CHICAGO, IL 60606
Berwyn, IL
Registered with this firm since 2/24/2022
B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 227 WEST MONROE STREET - 24, CHICAGO, IL 60606
Berwyn, IL
Registered with this firm since 2/24/2022
B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
CITI PRIVATE BANK 227 WEST MONROE STREET - 24, Chicago, IL 60606
Berwyn, IL
Registered with this firm since 2/24/2022
Previous Registration(s)
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IA
 07/02/2018 - 12/22/2021 NORTHERN TRUST SECURITIES, INC (CRD#:7927) CHICAGO, IL
B
 05/07/2018 - 12/22/2021 NORTHERN TRUST SECURITIES, INC. (CRD#:7927) CHICAGO, IL
B
 11/20/2012 - 05/03/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.