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ANDREW Michael LAROCCA
ANDREW LAROCCA
CRD#: 6129337
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 265 86TH ST
BROOKLYN, NY 11209
Registration History
2014201520162017201820192020202120222023202420252026IALPL FINANCIAL LLC (CRD# 6413)2021 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2019 - Present (5 years)BRAFFERTY CAPITAL MARKETS, LLC (CRD# 23682)2014 - 2019 (5 years)BLPL FINANCIAL LLC (CRD# 6413)2014 - 2014 (<1 year)
License(s)

State Registrations

B
New York 8/26/2019

B
North Carolina 11/26/2024

IA
New York 10/29/2021

B
Virginia 9/27/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
265 86TH ST, BROOKLYN, NY 11209
Registered with this firm since 10/29/2021

B
LPL FINANCIAL LLC (CRD#:6413)
265 86TH ST, BROOKLYN, NY 11209
Registered with this firm since 8/26/2019

Previous Registration(s)
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B
05/15/2014 - 07/26/2019 RAFFERTY CAPITAL MARKETS, LLC (CRD#:23682) NEW YORK, NY
B
01/29/2014 - 06/04/2014 LPL FINANCIAL LLC (CRD#:6413) PARAMUS, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.