When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
THE ORIGINAL CHARGE STARTED AS SUBSTANTIAL BATTERY (FELONY) ON 10/03/2008. IT WAS THEN AMENDED TO MISDEMEANOR BATTERY ON 02/16/2009 PENDING THE OUTCOME OF A DEFERED JUDGEMENT. AFTER SATISFYING THE TERMS OF A DEFERRED JUDGMENT, THE RESULT WAS BEINGING CONVICTED OF CITY DISORDERLY CONDUCT ON 02/15/2010.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.