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Detailed Report
AUGUSTO CARLOS LA PUENTE
AUGUSTO C LA PUENTE, AUGUSTO CARLOS LAPUENTE, JOEY LAPUENTE
CRD#: 6128894
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 4200 W CYPRESS STREET
SUITE 700
TAMPA, FL 33607
Registration History
20122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2020 - Present (4 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2013 - Present (11 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2012 - 2013 (<1 year)
Disclosure(s)
View By:
6/28/2013
Employment Separation After Allegations
License(s)

State Registrations

B
Alabama 7/28/2023
B
Mississippi 6/7/2024
IA
Alabama 8/2/2023
B
Missouri 8/20/2024
B
Arizona 2/11/2021
IA
Missouri 8/20/2024
IA
Arizona 2/17/2021
B
New Hampshire 8/16/2024
B
California 12/23/2024
IA
New Hampshire 8/16/2024
IA
California 12/23/2024
B
New Jersey 8/7/2017
B
Colorado 10/3/2024
IA
New Jersey 11/12/2020
IA
Colorado 10/3/2024
B
New York 10/2/2023
B
Connecticut 1/12/2024
IA
New York 10/2/2023
IA
Connecticut 1/17/2024
B
North Carolina 2/6/2018
B
Florida 10/17/2013
IA
North Carolina 10/27/2020
IA
Florida 10/21/2020
B
Pennsylvania 8/18/2023
B
Georgia 4/2/2014
IA
Pennsylvania 8/18/2023
B
Maine 3/7/2023
B
South Carolina 2/27/2025
IA
Maine 3/7/2023
IA
South Carolina 2/27/2025
B
Maryland 11/12/2019
B
Texas 4/23/2021
IA
Maryland 10/19/2020
IA
Texas 4/23/2021
B
Minnesota 10/3/2024
B
West Virginia 6/15/2023
IA
Minnesota 10/3/2024
IA
West Virginia 6/30/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
4200 W CYPRESS STREET SUITE 700, TAMPA, FL 33607
Registered with this firm since 10/19/2020
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
4200 W CYPRESS STREET SUITE 700, TAMPA, FL 33607
Registered with this firm since 10/3/2013
Previous Registration(s)
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B
 11/29/2012 - 07/09/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) TAMPA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.