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JOSEPH GAUVIN
CRD#: 6128554
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Investment Adviser
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Previous Broker
STONEHEARTH CAPITAL MANAGEMENTCRD#: 128866 100 CONIFER HILL DRIVE, UNIT 105
DANVERS, MA 01923
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2021 (6 years)2 FIRMS2021 - 2022 (1 year)IASTONEHEARTH CAPITAL MANAGEMENT (CRD# 128866)2022 - Present (2 years)IASANDY COVE ADVISORS, LLC (CRD# 152482)2022 - 2022 (<1 year)
License(s)

State Registrations

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Massachusetts 6/16/2022

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Texas 8/5/2022

Current Registration(s)
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STONEHEARTH CAPITAL MANAGEMENT (CRD#:128866)
100 CONIFER HILL DRIVE, UNIT 105, DANVERS, MA 01923
Registered with this firm since 6/16/2022

Previous Registration(s)
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01/25/2022 - 04/11/2022 SANDY COVE ADVISORS, LLC (CRD#:152482) HINGHAM, MA
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01/04/2021 - 01/19/2022 GW & WADE, LLC (CRD#:105394) WELLESLEY, MA
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01/05/2021 - 01/19/2022 GW & WADE ASSET MANAGEMENT COMPANY, LLC (CRD#:25745) Needham, MA
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06/26/2015 - 01/04/2021 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) NEEDHAM, MA
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01/08/2015 - 01/04/2021 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) NEEDHAM, MA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.