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Brandon Z Shen
BRANDON ZHENGHUA SHEN, BRANDON SHEN, ZHENGHUA SHEN, Zhen H Shen, Zheng Hua Shen…
CRD#: 6127658
IA
Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 13355 NOEL RD
DALLAS, TX 75240
Registration History
201220142016201820202022202420262 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2017 - 2019 (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2017 (4 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - 2019 (1 year)
License(s)

State Registrations

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California 5/5/2021

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New York 5/4/2022

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District of Columbia 7/8/2022

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Texas 4/30/2021

B
Illinois 10/16/2023

IA
Texas 4/30/2021

SRO Registrations

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Cboe BYX Exchange, Inc.

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Cboe BZX Exchange, Inc.

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Cboe Exchange, Inc.

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FINRA

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Nasdaq Stock Market

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New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, DALLAS, TX 75240
Registered with this firm since 4/30/2021

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13355 NOEL RD, DALLAS, TX 75240
Registered with this firm since 4/30/2021

Previous Registration(s)
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IA
01/29/2020 - 05/03/2021 BBVA WEALTH SOLUTIONS INC. (CRD#:110476) Dallas, TX
B
01/27/2020 - 05/03/2021 BBVA SECURITIES INC. (CRD#:27060) DALLAS, TX
IA
03/19/2018 - 10/15/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FRISCO, TX
B
10/23/2017 - 10/15/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FRISCO, TX
B
11/20/2012 - 09/27/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) PLANO, TX
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.