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William Joshua Lee
JOSH LEE
CRD#: 6127187
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 Decatur, GA
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2014 - 2015 (1 year)2 FIRMS2023 - 2023 (<1 year)2 FIRMS2024 - Present (<1 year)BCARTER, TERRY & COMPANY, INC. (CRD# 16365)2023 - 2024 (<1 year)BTHE BAKER GROUP, LP (CRD# 7888)2015 - 2023 (7 years)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2013 - 2014 (<1 year)IACARTER, TERRY & COMPANY, INC. (CRD# 16365)2024 - 2024 (<1 year)
License(s)

State Registrations

B
Alabama 11/27/2024

B
Montana 11/27/2024

B
Alaska 11/27/2024

B
Nebraska 11/27/2024

B
Arizona 11/27/2024

B
Nevada 11/27/2024

B
Arkansas 11/27/2024

B
New Hampshire 11/27/2024

B
California 11/27/2024

B
New Jersey 11/27/2024

B
Colorado 11/27/2024

B
New Mexico 11/27/2024

B
Connecticut 11/27/2024

B
New York 11/27/2024

B
Delaware 11/27/2024

B
North Carolina 11/27/2024

B
District of Columbia 11/27/2024

B
North Dakota 11/27/2024

B
Florida 11/27/2024

B
Ohio 11/29/2024

B
Georgia 9/23/2024

B
Oklahoma 11/27/2024

IA
Georgia 9/24/2024

B
Oregon 11/27/2024

B
Hawaii 11/27/2024

B
Pennsylvania 11/27/2024

B
Idaho 11/27/2024

B
Rhode Island 11/27/2024

B
Illinois 11/27/2024

B
South Carolina 9/23/2024

B
Indiana 11/27/2024

IA
South Carolina 9/23/2024

B
Iowa 11/27/2024

B
South Dakota 11/27/2024

B
Kansas 11/27/2024

B
Tennessee 11/27/2024

B
Kentucky 11/27/2024

B
Texas 11/27/2024

B
Louisiana 11/27/2024

IA
Texas 11/27/2024

B
Maine 11/27/2024

B
Utah 11/27/2024

B
Maryland 11/27/2024

B
Vermont 11/27/2024

B
Massachusetts 11/27/2024

B
Virginia 11/27/2024

B
Michigan 11/27/2024

B
Washington 11/27/2024

B
Minnesota 11/27/2024

B
West Virginia 11/27/2024

B
Mississippi 11/27/2024

B
Wisconsin 11/27/2024

B
Missouri 11/27/2024

B
Wyoming 11/27/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
Decatur, GA
DECATUR, GA
Registered with this firm since 9/23/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
Decatur, GA
DECATUR, GA
Registered with this firm since 9/23/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/08/2024 - 09/16/2024 CARTER, TERRY & COMPANY, INC. (CRD#:16365) ATLANTA, GA
B
12/04/2023 - 09/16/2024 CARTER, TERRY & COMPANY, INC. (CRD#:16365) ATLANTA, GA
IA
07/11/2023 - 11/29/2023 MML INVESTORS SERVICES, LLC (CRD#:10409) ATLANTA, GA
B
03/21/2023 - 11/29/2023 MML INVESTORS SERVICES, LLC (CRD#:10409) ATLANTA, GA
B
09/09/2015 - 03/13/2023 THE BAKER GROUP, LP (CRD#:7888) Atlanta, GA
IA
08/07/2014 - 08/31/2015 SIGNATOR INVESTORS, INC. (CRD#:468) ATLANTA, GA
B
05/13/2014 - 08/31/2015 SIGNATOR INVESTORS, INC. (CRD#:468) ATLANTA, GA
B
09/16/2013 - 04/29/2014 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.