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Detailed Report
DAVID MICHAEL EVANS
CRD#: 6126305
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Investment Adviser
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Previous Broker
OPTIMA CAPITAL LLCCRD#: 310146 1201 LANDMARK AVE
SUITE 1
LIBERTY, MO 64068
Registration History
201220142016201820202022202420262 FIRMS2013 - 2020 (7 years)IAOPTIMA CAPITAL LLC (CRD# 310146)2020 - Present (4 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2012 - 2020 (8 years)
License(s)

State Registrations

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Missouri 12/7/2020
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Texas 1/14/2021
Current Registration(s)
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OPTIMA CAPITAL LLC (CRD#:310146)
1201 LANDMARK AVE SUITE 1, LIBERTY, MO 64068
Registered with this firm since 12/7/2020
Previous Registration(s)
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 04/12/2013 - 12/04/2020 PREMIER FINANCIAL PARTNERS, LLC (CRD#:132043) Liberty, MO
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 01/02/2013 - 12/04/2020 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) LIBERTY, MO
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 11/13/2012 - 12/04/2020 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) LIBERTY, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.