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BENJAMIN RICHARD SMYTH
BEN RICHARD SMYTH, BENJAMIN SMYTH
CRD#: 6126246
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 100 HOWE DRIVE
COVINGTON, KY 41015
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 100 HOWE DRIVE
COVINGTON, KY 41015
Registration History
20122013201420152016201720182019202020212022202320242025IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2023 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 1/24/2013

B
Nebraska 1/24/2013

B
Alaska 1/24/2013

B
Nevada 1/24/2013

B
Arizona 1/24/2013

B
New Hampshire 1/24/2013

B
Arkansas 1/24/2013

B
New Jersey 1/24/2013

B
California 1/24/2013

B
New Mexico 1/24/2013

B
Colorado 1/24/2013

B
New York 1/24/2013

B
Connecticut 1/24/2013

B
North Carolina 1/25/2013

B
Delaware 1/24/2013

B
North Dakota 4/18/2013

B
District of Columbia 1/24/2013

B
Ohio 1/25/2013

B
Florida 1/24/2013

IA
Ohio 1/17/2023

B
Georgia 1/24/2013

B
Oklahoma 1/24/2013

B
Hawaii 1/24/2013

B
Oregon 1/24/2013

B
Idaho 1/24/2013

B
Pennsylvania 1/24/2013

B
Illinois 1/24/2013

B
Puerto Rico 4/18/2013

B
Indiana 1/24/2013

B
Rhode Island 1/24/2013

B
Iowa 1/24/2013

B
South Carolina 1/24/2013

B
Kansas 1/24/2013

B
South Dakota 4/18/2013

B
Kentucky 1/14/2013

B
Tennessee 4/18/2013

IA
Kentucky 1/13/2023

B
Texas 1/24/2013

B
Louisiana 1/24/2013

IA
Texas 1/13/2023

B
Maine 1/24/2013

B
Utah 1/24/2013

B
Maryland 1/24/2013

B
Vermont 1/24/2013

B
Massachusetts 1/24/2013

B
Virgin Islands 4/18/2013

B
Michigan 1/24/2013

B
Virginia 1/24/2013

B
Minnesota 1/24/2013

B
Washington 1/24/2013

B
Mississippi 1/24/2013

B
West Virginia 1/24/2013

B
Missouri 1/24/2013

B
Wisconsin 1/24/2013

B
Montana 1/24/2013

B
Wyoming 1/24/2013

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
100 HOWE DRIVE, COVINGTON, KY 41015
Registered with this firm since 1/13/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
100 HOWE DRIVE, COVINGTON, KY 41015
CINCINNATI, OH
Registered with this firm since 12/20/2012

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.