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Detailed Report
PARHAM RASTBAF
CRD#: 6125569
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 17232 VENTURA BLVD
ENCINO, CA 91316
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2019 - 2023 (3 years)2 FIRMS2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2016 (3 years)
License(s)

State Registrations

B
California 6/12/2023
B
Oregon 6/12/2023
IA
California 6/13/2023

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
17232 VENTURA BLVD, ENCINO, CA 91316
Registered with this firm since 6/12/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
17232 VENTURA BLVD, ENCINO, CA 91316
Registered with this firm since 6/12/2023
Previous Registration(s)
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IA
 08/01/2019 - 06/14/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) ENCINO, CA
B
 07/01/2019 - 06/14/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) ENCINO, CA
B
 03/04/2013 - 03/23/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) STUDIO CITY, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.