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BRANDON MARIO ROBLES
CRD#: 6125568
IA
B
STRATEGIC ADVISERS LLCCRD#: 104555 1600 NEWPORT CENTER DR
STE 100
NEWPORT BEACH, CA 92660-6208
STE 100
NEWPORT BEACH, CA 92660-6208
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1600 NEWPORT CTR DR STE 100
NEWPORT BEACH, CA 92660
NEWPORT BEACH, CA 92660
0
Disclosures
12
Years of Experience
View By:
State Registrations
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Arizona 9/30/2021
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Montana 9/30/2021
B
California 9/10/2021
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Nevada 9/30/2021
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California 3/31/2025
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New Hampshire 9/30/2021
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Colorado 9/30/2021
B
New Jersey 9/30/2021
B
Connecticut 9/30/2021
B
New Mexico 9/30/2021
B
District of Columbia 9/30/2021
B
New York 9/30/2021
B
Florida 9/30/2021
B
North Carolina 9/30/2021
B
Georgia 9/30/2021
B
Ohio 10/2/2021
B
Hawaii 9/30/2021
B
Oklahoma 9/30/2021
B
Idaho 9/30/2021
B
Oregon 9/30/2021
B
Illinois 9/30/2021
B
Pennsylvania 9/30/2021
B
Indiana 9/30/2021
B
South Carolina 9/30/2021
B
Iowa 1/14/2022
B
South Dakota 9/30/2021
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Kansas 9/30/2021
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Tennessee 9/30/2021
B
Kentucky 9/30/2021
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Texas 9/30/2021
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Maine 9/30/2021
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Texas 3/31/2025
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Maryland 1/14/2022
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Utah 9/30/2021
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Massachusetts 9/30/2021
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Virginia 9/30/2021
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Michigan 9/30/2021
B
Washington 9/30/2021
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Minnesota 9/30/2021
B
Wisconsin 9/30/2021
B
Missouri 1/14/2022
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Wyoming 9/30/2021
SRO Registrations
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B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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IA
Registered with this firm since 3/31/2025
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Registered with this firm since 9/10/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/30/2021 - 03/31/2025 | IRVINE, CA | |
IA | 11/03/2014 - 08/18/2021 | WHITTIER, CA | |
B | 11/20/2012 - 08/18/2021 | WHITTIER, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.