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Detailed Report
Eric Haughwout
ERIC KENNETH HAUGHWOUT
CRD#: 6125058
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 854 VALLEY RD SUITE 400
MOCKSVILLE, NC 27028
Registration History
201220142016201820202022202420262 FIRMS2012 - 2017 (4 years)2 FIRMS2017 - 2018 (<1 year)2 FIRMS2019 - 2023 (4 years)2 FIRMS2023 - Present (2 years)IATD AMERITRADE, INC. (CRD# 7870)2019 - 2022 (3 years)
License(s)

State Registrations

B
Florida 3/24/2023
B
New York 12/5/2023
B
Georgia 6/6/2023
B
North Carolina 3/24/2023
B
Indiana 5/31/2023
IA
North Carolina 3/24/2023
B
Maryland 5/31/2023
B
Pennsylvania 5/31/2023
B
Massachusetts 3/4/2025
B
South Carolina 4/28/2023
B
Missouri 5/31/2023
B
Tennessee 6/2/2023
B
Nevada 5/31/2023
B
Virginia 5/31/2023
B
New Mexico 5/31/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
854 VALLEY RD SUITE 400, MOCKSVILLE, NC 27028
Registered with this firm since 3/24/2023
B
EDWARD JONES (CRD#:250)
854 VALLEY RD SUITE 400, MOCKSVILLE, NC 27028
Registered with this firm since 3/24/2023
Previous Registration(s)
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IA
 01/28/2019 - 02/15/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) WINSTON-SALEM, NC
B
 01/24/2019 - 02/15/2023 TD AMERITRADE, INC. (CRD#:7870) WINSTON-SALEM, NC
IA
 01/28/2019 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) WINSTON-SALEM, NC
IA
 12/13/2017 - 11/05/2018 PNC INVESTMENTS (CRD#:129052) KERNERSVILLE, NC
B
 12/12/2017 - 11/05/2018 PNC INVESTMENTS (CRD#:129052) KERNERSVILLE, NC
IA
 12/18/2012 - 10/05/2017 EDWARD JONES (CRD#:250) ADVANCE, NC
B
 11/20/2012 - 10/05/2017 EDWARD JONES (CRD#:250) ADVANCE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.