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DAVID STANLEY FINKELSTEIN
DAVID WU FINKELSTEIN, DAVID FINKELSTEIN, David S Finkelstein
CRD#: 6125036
IA
Investment Adviser
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Previous Broker
LONG GAME FINANCIAL, LLCCRD#: 288618 CHICAGO, IL
Registration History
201220142016201820202022202420262 FIRMS2013 - 2015 (2 years)IALONG GAME FINANCIAL, LLC (CRD# 288618)2021 - Present (3 years)BFORESIDE FUND SERVICES, LLC (CRD# 46106)2016 - 2020 (3 years)BCAREY FINANCIAL, LLC (CRD# 15246)2015 - 2016 (1 year)BJOHN THOMAS FINANCIAL (CRD# 40982)2012 - 2012 (<1 year)
License(s)

State Registrations

IA
Illinois 4/21/2021

Current Registration(s)
IA
LONG GAME FINANCIAL, LLC (CRD#:288618)
CHICAGO, IL
Registered with this firm since 4/21/2021

Previous Registration(s)
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12/06/2016 - 01/27/2020 FORESIDE FUND SERVICES, LLC (CRD#:46106) Chicago, IL
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08/10/2015 - 09/23/2016 CAREY FINANCIAL, LLC (CRD#:15246) NEW YORK, NY
IA
07/30/2013 - 08/14/2015 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
B
04/25/2013 - 08/14/2015 MORGAN STANLEY (CRD#:149777) NEW YORK, NY
B
10/08/2012 - 12/04/2012 JOHN THOMAS FINANCIAL (CRD#:40982)
FINRA expelled the firm on 10/31/2013
NEW YORK, NY
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Investment Adviser
Disclosures
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