Individual Firm
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ANDREW ROBERT SANTIBANEZ
ANDREW SANTIBANEZ, Drew Santibanez
CRD#: 6124680
IA
B
THE AMERIFLEX GROUPCRD#: 305585 6980 O'Bannon Drive
STE 500
Las Vegas, NV 89117
STE 500
Las Vegas, NV 89117
OSAIC WEALTH, INC.CRD#: 23131 6980 O'BANNON DRIVE
SUITE 500
LAS VEGAS, NV 89117
SUITE 500
LAS VEGAS, NV 89117
0
Disclosures
11
Years of Experience
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State Registrations
B
California 1/17/2024
B
Nevada 1/17/2024
B
Florida 1/17/2024
IA
Nevada 1/26/2024
B
Hawaii 8/13/2024
B
New York 2/9/2024
B
Minnesota 1/17/2024
B
Ohio 1/17/2024
SRO Registrations
B
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IA
Registered with this firm since 1/26/2024
B
Registered with this firm since 1/17/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/03/2019 - 01/24/2024 | LAS VEGAS, NV | |
B | 02/05/2018 - 01/24/2024 | LAS VEGAS, NV | |
IA | 04/22/2016 - 05/05/2017 | ENCINITAS, CA | |
B | 04/22/2016 - 05/05/2017 | ENCINITAS, CA | |
IA | 01/15/2013 - 02/25/2016 | YORBA LINDA, CA | |
B | 11/28/2012 - 02/25/2016 | YORBA LINDA, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.