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AARON EDWARD MARKS
AARON MARKS, Aaron Edward Marks
CRD#: 6123429
IA
B
WELLS FARGO ADVISORSCRD#: 19616 5 PARK PLAZA 19TH & 20TH FLS
[LT/SB/SG-RBO]
IRVINE, CA 92614
[LT/SB/SG-RBO]
IRVINE, CA 92614
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Arizona 8/31/2022
B
New Jersey 9/13/2017
B
California 9/13/2017
B
North Carolina 10/31/2023
IA
California 9/23/2019
B
Ohio 11/1/2023
B
Colorado 10/31/2023
B
Oregon 10/31/2023
B
Florida 9/13/2017
B
Pennsylvania 2/14/2025
B
Georgia 10/31/2023
B
Rhode Island 9/13/2017
B
Hawaii 10/31/2023
IA
Rhode Island 9/18/2017
B
Illinois 9/13/2017
B
Tennessee 10/25/2021
B
Indiana 4/26/2024
B
Texas 4/10/2024
B
Louisiana 10/31/2023
IA
Texas 4/10/2024
B
Massachusetts 2/20/2025
B
Utah 8/23/2022
B
Minnesota 10/31/2023
B
Washington 9/20/2022
B
Montana 2/8/2023
B
Wyoming 10/31/2023
B
Nevada 1/24/2023
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 9/13/2017
B
Registered with this firm since 9/13/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/19/2013 - 09/07/2017 | BOSTON, MA | |
B | 03/31/2017 - 09/07/2017 | Boston, MA | |
B | 11/19/2012 - 09/07/2017 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.