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MONICA ELISA BELAVAL
MONICA E BELAVAL, MONICA ELISA BELAVAL UMPIERRE, MONICA E BELAVAL-UMPIERRE
CRD#: 6123315
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CWM Retail, Service/Operations
3800 Citigroup Center Drive, FL 1
Tampa, FL 33610
Registration History
20122014201620182020202220242026IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2022 - Present (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2021 - Present (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2014 (1 year)
Disclosure(s)
View By:
4/22/2024
Judgment / Lien
License(s)

State Registrations

B
Arizona 7/16/2024

B
Michigan 7/16/2024

B
California 7/16/2024

B
Nevada 7/16/2024

B
Colorado 7/16/2024

B
New Jersey 7/16/2024

B
Connecticut 7/16/2024

B
New York 7/16/2024

B
Delaware 7/16/2024

B
North Carolina 7/16/2024

B
District of Columbia 7/16/2024

B
Ohio 7/16/2024

B
Florida 12/21/2021

B
Pennsylvania 7/16/2024

IA
Florida 3/11/2022

B
Texas 7/16/2024

B
Illinois 7/16/2024

B
Virginia 7/16/2024

B
Indiana 7/16/2024

B
Washington 7/16/2024

B
Maryland 7/16/2024

B
Wyoming 7/16/2024

B
Massachusetts 7/16/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CWM Retail, Service/Operations 3800 Citigroup Center Drive, FL 1, Tampa, FL 33610
Ruskin, FL
Registered with this firm since 3/11/2022

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CWM Retail, Service/Operations 3800 Citigroup Center Drive, FL 1, Tampa, FL 33610
Ruskin, FL
Registered with this firm since 9/20/2021

Previous Registration(s)
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B
11/28/2012 - 05/15/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) RIVERVIEW, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.