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CAROLINE SANTIAGO
CRD#: 6122793
IA
B
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Citi Wealth Management, Supervision
153 E. 53rd Street, FL 25
New York, NY 10022
153 E. 53rd Street, FL 25
New York, NY 10022
0
Disclosures
12
Years of Experience
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State Registrations
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Alabama 7/5/2022
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Nevada 1/3/2020
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Alaska 7/5/2022
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New Hampshire 7/5/2022
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Arizona 1/6/2021
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New Jersey 9/11/2017
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Arkansas 1/3/2020
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New Jersey 10/2/2017
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California 1/3/2020
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New Mexico 7/5/2022
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Colorado 1/3/2020
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New York 9/11/2017
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Connecticut 1/3/2020
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New York 8/17/2021
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Delaware 1/3/2020
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North Carolina 1/3/2020
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District of Columbia 1/3/2020
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North Dakota 7/5/2022
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Florida 1/3/2020
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Ohio 1/6/2020
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Georgia 3/6/2020
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Oklahoma 7/5/2022
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Hawaii 7/5/2022
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Oregon 7/5/2022
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Idaho 7/5/2022
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Pennsylvania 1/3/2020
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Illinois 1/3/2020
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Puerto Rico 7/5/2022
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Indiana 1/3/2020
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Rhode Island 7/5/2022
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Iowa 7/5/2022
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South Carolina 7/5/2022
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Kansas 7/5/2022
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South Dakota 7/5/2022
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Kentucky 7/5/2022
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Tennessee 7/5/2022
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Louisiana 7/5/2022
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Texas 1/3/2020
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Maine 7/5/2022
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Utah 7/5/2022
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Maryland 1/3/2020
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Vermont 7/5/2022
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Massachusetts 1/3/2020
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Virgin Islands 1/3/2020
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Michigan 1/3/2020
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Virginia 1/3/2020
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Minnesota 7/5/2022
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Washington 1/3/2020
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Mississippi 7/5/2022
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West Virginia 1/3/2020
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Missouri 7/5/2022
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Wisconsin 1/3/2020
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Montana 7/5/2022
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Wyoming 7/5/2022
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Nebraska 7/5/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 10/2/2017
B
Registered with this firm since 9/11/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/19/2014 - 08/28/2017 | NEW YORK CITY, NY | |
B | 03/18/2014 - 08/28/2017 | NEW YORK CITY, NY | |
B | 12/06/2012 - 02/17/2014 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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