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CHASE WINDER PARRY
CHASE PARRY
CRD#: 6122301
IA
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WELLS FARGO ADVISORSCRD#: 19616 299 S MAIN ST 7TH FL
SALT LAKE CITY, UT 84111
SALT LAKE CITY, UT 84111
0
Disclosures
12
Years of Experience
View By:
State Registrations
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Alabama 10/17/2019
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Montana 3/20/2020
B
Arizona 10/17/2019
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Nevada 10/17/2019
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Arkansas 10/17/2019
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New Hampshire 7/25/2023
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California 10/17/2019
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New Jersey 10/17/2019
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California 10/18/2019
B
New Mexico 10/17/2019
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Colorado 10/17/2019
B
New York 10/17/2019
B
Connecticut 10/17/2019
B
North Carolina 10/17/2019
B
Delaware 10/17/2019
B
Ohio 10/17/2019
B
Florida 10/17/2019
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Oregon 10/17/2019
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Georgia 10/17/2019
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Pennsylvania 10/17/2019
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Hawaii 10/17/2019
B
South Carolina 10/17/2019
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Idaho 10/17/2019
B
Tennessee 10/17/2019
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Illinois 10/17/2019
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Texas 10/17/2019
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Indiana 10/17/2019
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Texas 10/17/2019
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Kentucky 7/19/2022
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Utah 10/17/2019
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Maine 10/17/2019
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Utah 8/20/2020
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Maryland 10/17/2019
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Virginia 10/17/2019
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Massachusetts 10/17/2019
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Washington 10/17/2019
B
Michigan 10/17/2019
B
Wisconsin 1/26/2021
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Minnesota 10/17/2019
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Wyoming 10/20/2020
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Missouri 10/17/2019
SRO Registrations
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IA
Registered with this firm since 10/17/2019
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Registered with this firm since 10/17/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/20/2012 - 10/18/2019 | WOODLAND HILLS, CA | |
B | 11/16/2012 - 10/18/2019 | WOODLAND HILLS, CA |
WOODLAND HILLS, CA
12/20/2012 - 10/18/2019
WOODLAND HILLS, CA
11/16/2012 - 10/18/2019
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.