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STEVE L. LONG
STEVE Loren LONG, STEVE LONG
CRD#: 6122229
IA
B
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 529 EAST 5TH STREET
WASHINGTON, MO 63090
WASHINGTON, MO 63090
0
Disclosures
12
Years of Experience
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State Registrations
B
Alabama 2/2/2016
B
Mississippi 10/17/2022
B
Florida 4/6/2018
B
Missouri 2/2/2016
B
Illinois 2/16/2018
IA
Missouri 2/2/2016
B
Iowa 1/23/2018
B
Ohio 5/24/2016
B
Kansas 1/23/2018
B
Oklahoma 4/7/2016
B
Michigan 11/17/2021
B
South Carolina 4/11/2018
SRO Registrations
B
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IA
Registered with this firm since 2/2/2016
B
Registered with this firm since 2/2/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/29/2013 - 02/03/2016 | ST. LOUIS, MO | |
B | 10/25/2012 - 02/03/2016 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.