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NELSON CLAY GREEN JR
NELSON CLAY GREEN
CRD#: 6121964
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 1 MUSIC CIRCLE NORTH
SUITE 400
NASHVILLE, TN 37203
SUITE 400
NASHVILLE, TN 37203
0
Disclosures
10
Years of Experience
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State Registrations
B
Kentucky 11/16/2015
B
Tennessee 11/16/2015
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Kentucky 11/24/2015
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Tennessee 12/9/2015
SRO Registrations
B
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IA
Registered with this firm since 11/24/2015
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Registered with this firm since 11/16/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/03/2013 - 01/09/2014 | CLARKSVILLE, TN | |
B | 11/19/2012 - 01/09/2014 | CLARKSVILLE, TN |
CLARKSVILLE, TN
01/03/2013 - 01/09/2014
CLARKSVILLE, TN
11/19/2012 - 01/09/2014
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.