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Detailed Report
MICHAEL BENJAMIN HIRSCHFELD
MICHAEL HIRSCHFELD
CRD#: 6121766
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 Superior, CO
Registration History
20122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - Present (11 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2012 - 2014 (1 year)
License(s)

State Registrations

B
Alabama 3/30/2017
B
Nebraska 3/30/2017
B
Alaska 3/30/2017
B
Nevada 3/30/2017
B
Arizona 3/30/2017
B
New Hampshire 3/30/2017
B
Arkansas 3/30/2017
B
New Jersey 3/30/2017
B
California 3/30/2017
B
New Mexico 3/30/2017
B
Colorado 3/30/2017
B
New York 4/29/2014
IA
Colorado 10/16/2024
B
North Carolina 3/31/2017
B
Connecticut 3/30/2017
B
North Dakota 3/30/2017
B
Delaware 3/30/2017
B
Ohio 3/31/2017
B
District of Columbia 3/30/2017
B
Oklahoma 3/30/2017
B
Florida 3/30/2017
B
Oregon 3/30/2017
B
Georgia 3/30/2017
B
Pennsylvania 3/30/2017
B
Hawaii 3/30/2017
B
Puerto Rico 3/30/2017
B
Idaho 3/30/2017
B
Rhode Island 3/30/2017
B
Illinois 3/30/2017
B
South Carolina 3/30/2017
B
Indiana 3/30/2017
B
South Dakota 3/30/2017
B
Iowa 3/30/2017
B
Tennessee 3/30/2017
B
Kansas 3/30/2017
B
Texas 4/29/2014
B
Kentucky 3/30/2017
IA
Texas 3/11/2024
B
Louisiana 3/30/2017
B
Utah 3/30/2017
B
Maine 3/30/2017
B
Vermont 3/30/2017
B
Maryland 3/30/2017
B
Virgin Islands 3/30/2017
B
Massachusetts 3/30/2017
B
Virginia 3/30/2017
B
Michigan 3/30/2017
B
Washington 3/30/2017
B
Minnesota 3/30/2017
B
West Virginia 3/30/2017
B
Mississippi 3/30/2017
B
Wisconsin 3/30/2017
B
Missouri 3/30/2017
B
Wyoming 3/30/2017
B
Montana 3/30/2017

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
Superior, CO
1455 16th St Ste 407, Denver, CO 80202
Registered with this firm since 3/11/2024
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
Superior, CO
1455 16th St Ste 407, Denver, CO 80202
Registered with this firm since 4/29/2014
Previous Registration(s)
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B
 11/05/2012 - 01/08/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.