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SEHR KAYANI
CRD#: 6120734
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
PBIG - HOUSTON II
HOUSTON, TX 77002
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2015 - 2023 (8 years)2 FIRMS2023 - Present (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2013 - 2015 (1 year)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2014 - 2015 (1 year)
License(s)

State Registrations

B
Alabama 9/15/2023

B
Nebraska 9/15/2023

B
Alaska 9/15/2023

B
Nevada 9/15/2023

B
Arizona 9/15/2023

B
New Hampshire 9/15/2023

B
Arkansas 9/15/2023

B
New Jersey 9/15/2023

B
California 9/15/2023

B
New Mexico 9/15/2023

B
Colorado 9/15/2023

B
New York 9/15/2023

B
Connecticut 9/15/2023

B
North Carolina 9/15/2023

B
Delaware 9/15/2023

B
North Dakota 9/15/2023

B
District of Columbia 9/15/2023

B
Ohio 9/15/2023

B
Florida 9/15/2023

B
Oklahoma 9/15/2023

B
Georgia 9/15/2023

B
Oregon 9/15/2023

B
Hawaii 9/15/2023

B
Pennsylvania 9/15/2023

B
Idaho 9/15/2023

B
Puerto Rico 9/15/2023

B
Illinois 9/15/2023

B
Rhode Island 9/15/2023

B
Indiana 9/15/2023

B
South Carolina 9/15/2023

B
Iowa 9/15/2023

B
South Dakota 9/15/2023

B
Kansas 9/15/2023

B
Tennessee 9/15/2023

B
Kentucky 9/15/2023

B
Texas 9/12/2023

B
Louisiana 9/15/2023

IA
Texas 9/12/2023

B
Maine 9/15/2023

B
Utah 9/15/2023

B
Maryland 9/15/2023

B
Vermont 9/15/2023

B
Massachusetts 9/15/2023

B
Virgin Islands 9/15/2023

B
Michigan 9/15/2023

B
Virginia 9/15/2023

B
Minnesota 9/15/2023

B
Washington 9/15/2023

B
Mississippi 9/15/2023

B
West Virginia 9/15/2023

B
Missouri 9/15/2023

B
Wisconsin 9/15/2023

B
Montana 9/15/2023

B
Wyoming 9/15/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST PBIG - HOUSTON II, HOUSTON, TX 77002
Sugar Land, TX
Registered with this firm since 9/12/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST PBIG - HOUSTON II, HOUSTON, TX 77002
Sugar Land, TX
Registered with this firm since 9/12/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/31/2015 - 09/11/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) WASHINGTON, DC
B
07/15/2015 - 09/11/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) WASHINGTON, DC
IA
05/08/2014 - 07/10/2015 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) WASHINGTON, DC
B
11/01/2013 - 07/10/2015 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) WASHINGTON, DC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.