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Detailed Report
IOANA RIVES
IOANA CRIVINEANU
CRD#: 6119422
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 55 Los Altos Pkwy
Sparks, NV 89436
Registration History
20122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2020 - Present (4 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - Present (8 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2012 - 2016 (3 years)
License(s)

State Registrations

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Arizona 8/8/2022
B
New Jersey 2/17/2023
B
California 5/31/2016
B
New York 6/26/2024
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California 8/14/2020
B
North Carolina 7/20/2023
B
Colorado 8/8/2022
B
Oklahoma 7/16/2024
B
Delaware 3/21/2023
B
Oregon 8/9/2022
B
Florida 8/26/2021
B
Pennsylvania 5/2/2024
B
Hawaii 6/21/2023
B
South Carolina 4/18/2021
B
Idaho 5/22/2023
B
South Dakota 3/13/2023
B
Illinois 9/10/2023
B
Tennessee 5/19/2021
B
Kentucky 11/26/2024
B
Texas 8/14/2020
B
Louisiana 7/1/2022
IA
Texas 8/14/2020
B
Massachusetts 8/16/2022
B
Utah 6/21/2023
B
Nevada 8/26/2021
B
Washington 9/29/2023
IA
Nevada 4/19/2022
B
Wyoming 12/23/2021

SRO Registrations

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 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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J.P. MORGAN SECURITIES LLC (CRD#:79)
55 Los Altos Pkwy, Sparks, NV 89436
10390 N McCarran Blvd, Reno, NV 89503
Registered with this firm since 8/14/2020
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
55 Los Altos Pkwy, Sparks, NV 89436
10390 N McCarran Blvd, Reno, NV 89503
Registered with this firm since 5/31/2016
Previous Registration(s)
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 10/22/2012 - 05/20/2016 WELLS FARGO ADVISORS, LLC (CRD#:19616) AUBURN, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.