Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
201220142016201820202022202420262 FIRMS2023 - Present (1 year)BEDWARD JONES (CRD# 250)2012 - 2023 (10 years)IAEDWARD JONES (CRD# 250)2013 - 2023 (10 years)
Disclosure(s)
View By:
4/15/2023
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 5/8/2023
B
North Carolina 5/8/2023
B
Colorado 5/8/2023
B
Ohio 5/8/2023
IA
Colorado 5/8/2023
B
Oklahoma 5/8/2023
B
Illinois 5/8/2023
B
Oregon 5/8/2023
B
Indiana 5/8/2023
B
South Carolina 5/8/2023
B
Kansas 5/8/2023
B
South Dakota 5/8/2023
B
Minnesota 5/8/2023
B
Texas 5/8/2023
B
Missouri 5/8/2023
B
Utah 8/21/2023
B
Nebraska 5/8/2023
B
Virginia 5/8/2023
B
New Mexico 5/8/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740)
Lamar, CO
Registered with this firm since 5/8/2023
B
PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740)
Lamar, CO
Registered with this firm since 5/8/2023
Previous Registration(s)
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IA
 01/07/2013 - 05/12/2023 EDWARD JONES (CRD#:250) LAMAR, CO
B
 10/24/2012 - 05/12/2023 EDWARD JONES (CRD#:250) LAMAR, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.