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Detailed Report
JEANNINE MICHELLE GARCIA
CRD#: 6117593
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 300 SEVILLA AVE
STE 208
CORAL GABLES, FL 33134-6623
Registration History
2014201520162017201820192020202120222023202420252026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2015 - Present (9 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2014 - Present (11 years)
License(s)

State Registrations

B
Florida 8/12/2015
IA
Florida 9/21/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
300 SEVILLA AVE STE 208, CORAL GABLES, FL 33134-6623
Doral, FL
Registered with this firm since 9/21/2015
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
300 SEVILLA AVE STE 208, CORAL GABLES, FL 33134-6623
Doral, FL
Registered with this firm since 3/24/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.