Individual Firm
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Andrew Brommer
ANDREW ROBERT BROMMER
CRD#: 6117440
IA
B
EDWARD JONESCRD#: 250 1205 2ND STREET
PERRY, IA 50220
PERRY, IA 50220
0
Disclosures
11
Years of Experience
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State Registrations
B
Arizona 9/15/2017
B
Minnesota 9/15/2017
B
California 6/26/2023
B
Missouri 8/20/2021
B
Colorado 9/15/2017
B
Nebraska 9/15/2017
B
Florida 9/15/2017
B
North Dakota 9/15/2017
B
Georgia 9/15/2017
B
Oklahoma 9/15/2017
B
Illinois 9/15/2017
B
Tennessee 4/6/2023
B
Indiana 8/7/2018
B
Texas 1/2/2024
B
Iowa 9/15/2017
IA
Texas 1/5/2024
IA
Iowa 9/15/2017
B
Virginia 5/30/2023
B
Kentucky 9/15/2017
B
Washington 9/15/2017
B
Maryland 5/9/2018
B
Wisconsin 9/15/2017
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/27/2015 - 09/11/2017 | DES MOINES, IA | |
B | 07/23/2015 - 09/11/2017 | DES MOINES, IA | |
B | 08/22/2014 - 07/17/2015 | DES MOINES, IA | |
IA | 05/02/2013 - 06/12/2014 | CLIVE, IA | |
B | 03/15/2013 - 06/12/2014 | CLIVE, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.