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Detailed Report
ROBERT JOHN DAVIES
CRD#: 6116542
IA
Investment Adviser
B
Broker
NEWEDGE ADVISORSCRD#: 171351 19200 Von Karman Ave, Suite 400
Irvine, CA 92612
NEWEDGE SECURITIES, LLCCRD#: 10674 19200 Von Karman Ave
Suite 400
Irvine, CA 92612
Registration History
201220142016201820202022202420262 FIRMS2020 - 2022 (2 years)2 FIRMS2022 - Present (2 years)BINVESTACORP, INC. (CRD# 7684)2012 - 2020 (7 years)IAINVESTACORP ADVISORY SERVICES INC (CRD# 109011)2013 - 2020 (7 years)
License(s)

State Registrations

B
California 10/14/2022
IA
California 10/14/2022

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEWEDGE ADVISORS (CRD#:171351)
19200 Von Karman Ave, Suite 400, Irvine, CA 92612
Registered with this firm since 10/14/2022
B
NEWEDGE SECURITIES, LLC (CRD#:10674)
19200 Von Karman Ave Suite 400, Irvine, CA 92612
Registered with this firm since 10/14/2022
Previous Registration(s)
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IA
 07/17/2020 - 10/28/2022 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) IRVINE, CA
B
 07/17/2020 - 10/28/2022 SECURITIES AMERICA, INC. (CRD#:10205) IRVINE, CA
IA
 02/25/2013 - 07/17/2020 INVESTACORP ADVISORY SERVICES INC (CRD#:109011) IRVINE, CA
B
 09/19/2012 - 07/17/2020 INVESTACORP, INC. (CRD#:7684) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.