Individual Firm
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KARLYN BRITTANY GRASSO
KARLYN GRASSO
CRD#: 6114091
IA
B
ESI FINANCIAL ADVISORSCRD#: 265 410 MOTOR PARKWAY
2ND FLOOR
HAUPPAUGE, NY 11788
2ND FLOOR
HAUPPAUGE, NY 11788
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Connecticut 3/22/2024
B
New York 5/6/2016
B
Delaware 7/12/2024
IA
New York 6/22/2021
B
Florida 5/11/2017
B
North Carolina 5/15/2017
B
Kentucky 11/14/2024
B
Pennsylvania 5/5/2023
B
Michigan 2/11/2021
B
Rhode Island 3/12/2024
B
New Jersey 5/6/2016
B
South Carolina 6/27/2019
SRO Registrations
B
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Registered with this firm since 5/9/2016
B
Registered with this firm since 5/6/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/28/2014 - 05/03/2016 | HAUPPAUGE, NY | |
B | 02/04/2013 - 05/03/2016 | HAUPPAUGE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.