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Detailed Report
BLAKE EDWARD RORBACH
BLAKE RORBACH
CRD#: 6111631
IA
Investment Adviser
B
Previous Broker
PFG ADVISORSCRD#: 173344 Phoenix, AZ
Registration History
201220142016201820202022202420262 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - 2021 (6 years)IAPFG ADVISORS (CRD# 173344)2021 - Present (3 years)BSECURITIES AMERICA, INC. (CRD# 10205)2021 - 2023 (1 year)BREGAL SECURITIES, INC. (CRD# 7297)2012 - 2013 (<1 year)
License(s)

State Registrations

IA
Arizona 11/19/2021
Current Registration(s)
IA
PFG ADVISORS (CRD#:173344)
Phoenix, AZ
Registered with this firm since 11/19/2021
Previous Registration(s)
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B
 11/12/2021 - 01/03/2023 SECURITIES AMERICA, INC. (CRD#:10205) SCOTTSDALE, AZ
IA
 03/17/2015 - 12/09/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) PHOENIX, AZ
B
 03/17/2015 - 12/09/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) PHOENIX, AZ
IA
 03/01/2013 - 03/11/2015 MORGAN STANLEY (CRD#:149777) PHOENIX, AZ
B
 02/15/2013 - 03/11/2015 MORGAN STANLEY (CRD#:149777) PHOENIX, AZ
B
 12/21/2012 - 02/14/2013 REGAL SECURITIES, INC. (CRD#:7297) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.