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Detailed Report
Jeffrey J Fogle
JEFFREY J FOGLE JR, JEFFREY JOSEPH FOGLE JR., JEFFREY JOSEPH FOGLE, JJ FOGLE, Jeffrey Fogle
CRD#: 6111439
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 Irvine, CA
CETERA ADVISORS LLCCRD#: 10299 Irvine, CA
Registration History
201220142016201820202022202420262 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2017 - 2020 (3 years)2 FIRMS2021 - 2023 (2 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2014 (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)IACETERA ADVISORS LLC (CRD# 10299)2023 - 2024 (<1 year)
License(s)

State Registrations

B
Arizona 6/26/2023
IA
California 3/21/2024
B
California 6/26/2023
B
Michigan 5/16/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
Irvine, CA
Registered with this firm since 3/21/2024
B
CETERA ADVISORS LLC (CRD#:10299)
Irvine, CA
Registered with this firm since 6/26/2023
Previous Registration(s)
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IA
 06/26/2023 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GLENDORA, CA
IA
 02/04/2021 - 05/31/2023 ONEAMERICA SECURITIES, INC. (CRD#:4173) CORONA, CA
B
 02/05/2021 - 05/31/2023 ONEAMERICA SECURITIES, INC. (CRD#:4173) CORONA, CA
IA
 10/16/2017 - 12/09/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) NEWPORT BEACH, CA
B
 10/10/2017 - 12/09/2020 MML INVESTORS SERVICES, LLC (CRD#:10409) NEWPORT BEACH, CA
IA
 04/03/2017 - 08/29/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TORRANCE, CA
B
 04/03/2017 - 08/29/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TORRANCE, CA
IA
 07/07/2015 - 03/29/2017 WADDELL & REED (CRD#:866) TORRANCE, CA
B
 03/06/2015 - 03/29/2017 WADDELL & REED (CRD#:866) TORRANCE, CA
B
 10/01/2012 - 12/09/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) REDONDO BEACH, CA
B
 09/18/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MANHATTAN BEACH, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.