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Detailed Report
Chase Phillip POLLY
PHILLIP CHASE POLLY
CRD#: 6111259
IA
Investment Adviser
B
Broker
LINCOLN INVESTMENTCRD#: 519 430 EPIC DRIVE
CHAMBERSBURG, PA 17201
Registration History
201220142016201820202022202420263 FIRMS2022 - Present (2 years)BHORACE MANN INVESTORS, INC. (CRD# 11643)2012 - 2022 (10 years)IAHORACE MANN INVESTORS, INC. (CRD# 11643)2018 - 2022 (4 years)
License(s)

State Registrations

B
California 8/15/2023
IA
Pennsylvania 12/22/2022
B
Maryland 12/22/2022
B
West Virginia 12/22/2022
B
Pennsylvania 12/22/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LINCOLN INVESTMENT (CRD#:519)
430 EPIC DRIVE, CHAMBERSBURG, PA 17201
Registered with this firm since 12/22/2022
IA
CAPITAL ANALYSTS (CRD#:162200)
430 EPIC DRIVE, CHAMBERSBURG, PA 17201
Registered with this firm since 12/22/2022
B
LINCOLN INVESTMENT (CRD#:519)
430 EPIC DRIVE, CHAMBERSBURG, PA 17201
Registered with this firm since 12/22/2022
Previous Registration(s)
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IA
 03/20/2018 - 12/22/2022 HORACE MANN INVESTORS, INC. (CRD#:11643) CHAMBERSBURG, PA
B
 11/07/2012 - 12/22/2022 HORACE MANN INVESTORS, INC. (CRD#:11643) CHAMBERSBURG, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.