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ANDREW JOHN LAWSON
ANDREW LAWSON
CRD#: 6110447
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 15 N. Main Street
SUITE 300
WEST HARTFORD, CT 06107-2420
SUITE 300
WEST HARTFORD, CT 06107-2420
0
Disclosures
12
Years of Experience
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State Registrations
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Alabama 9/14/2015
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Montana 8/29/2022
B
Arizona 5/28/2014
B
Nevada 8/29/2022
B
Arkansas 8/29/2022
B
New Hampshire 8/29/2022
B
California 5/28/2014
B
New Jersey 5/28/2014
B
Colorado 1/26/2022
B
New Mexico 8/29/2022
B
Connecticut 12/18/2013
B
New York 12/18/2013
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Connecticut 12/18/2013
B
North Carolina 4/20/2015
B
Delaware 8/29/2022
B
Ohio 5/28/2014
B
District of Columbia 7/22/2016
B
Oklahoma 5/28/2014
B
Florida 5/28/2014
B
Oregon 8/29/2022
B
Georgia 2/18/2014
B
Pennsylvania 5/28/2014
B
Hawaii 8/29/2022
B
Rhode Island 12/20/2016
B
Idaho 8/29/2022
B
South Carolina 5/28/2014
B
Illinois 12/18/2013
B
South Dakota 8/29/2022
B
Iowa 8/29/2022
B
Tennessee 8/29/2022
B
Kansas 5/28/2014
B
Texas 8/29/2022
B
Kentucky 10/30/2020
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Texas 8/29/2022
B
Louisiana 8/29/2022
B
Utah 8/29/2022
B
Maine 5/28/2014
B
Vermont 1/3/2019
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Maryland 5/28/2014
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Virginia 3/1/2019
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Massachusetts 12/18/2013
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Washington 6/29/2021
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Michigan 8/29/2022
B
West Virginia 2/21/2024
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Minnesota 5/28/2014
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Wisconsin 2/19/2015
B
Missouri 12/18/2013
B
Wyoming 5/2/2016
SRO Registrations
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IA
Registered with this firm since 12/18/2013
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Registered with this firm since 12/18/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/29/2012 - 12/13/2013 | FARMINGTON, CT | |
B | 10/08/2012 - 12/13/2013 | FARMINGTON, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.