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Gordon G Andrews
GORDON G ANDREWS, Gordon Andrews
CRD#: 6110169
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 FRANKLIN RD SE
ROANOKE, VA 24011
ROANOKE, VA 24011
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Delaware 9/18/2024
B
Pennsylvania 9/18/2024
B
District of Columbia 9/18/2024
B
Tennessee 9/18/2024
B
Florida 9/18/2024
B
Texas 9/18/2024
B
Kentucky 9/18/2024
IA
Texas 10/3/2024
B
Maryland 9/18/2024
B
Virginia 9/11/2024
B
New Jersey 9/18/2024
IA
Virginia 9/12/2024
B
New York 9/18/2024
B
West Virginia 9/18/2024
B
North Carolina 9/18/2024
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 9/12/2024
B
Registered with this firm since 9/11/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/09/2021 - 08/03/2024 | Marlton, NJ | |
B | 06/09/2021 - 08/03/2024 | Marlton, NJ | |
IA | 09/02/2014 - 05/26/2021 | SOMERS POINT, NJ | |
B | 09/09/2014 - 05/26/2021 | SOMERS POINT, NJ | |
IA | 12/03/2012 - 08/11/2014 | VINELAND, NJ | |
B | 09/10/2012 - 08/11/2014 | VINELAND, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.