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Mathieu Spence Godin
MATHIEU Spence GODIN, MATHIEU GODIN, Mathieu S Godin, MATHIEU SPENCE-GODIN
CRD#: 6109575
IA
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CHARLES SCHWAB & CO., INC.CRD#: 5393 11108 West Broad Street
Glen Allen, VA 23060
Glen Allen, VA 23060
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Disclosures
8
Years of Experience
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State Registrations
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Arkansas 4/21/2022
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New York 4/21/2022
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California 6/21/2023
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North Carolina 8/8/2019
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Colorado 9/18/2024
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North Carolina 8/8/2019
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District of Columbia 11/2/2022
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Ohio 3/27/2024
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Florida 4/21/2022
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Pennsylvania 7/28/2021
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Georgia 6/21/2023
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South Carolina 8/8/2019
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Louisiana 6/21/2023
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Tennessee 6/25/2024
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Maryland 3/7/2023
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Virginia 4/29/2021
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Missouri 6/21/2023
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Virginia 1/2/2022
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Nebraska 4/21/2022
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Washington 4/21/2022
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New Hampshire 6/25/2024
SRO Registrations
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Registered with this firm since 8/8/2019
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Registered with this firm since 8/8/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/09/2018 - 07/05/2019 | CHARLOTTE, NC | |
B | 11/09/2018 - 07/05/2019 | CHARLOTTE, NC | |
IA | 04/24/2018 - 11/01/2018 | CHARLOTTE, NC | |
B | 04/04/2018 - 11/01/2018 | CHARLOTTE, NC | |
B | 03/01/2016 - 04/02/2018 | CHARLOTTE, NC |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.