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Giancarlo Dorazio
Carlo Dorazio
CRD#: 6109411
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 141 South St. Clair Street
Suite 202
Pittsburgh, PA 15206
Suite 202
Pittsburgh, PA 15206
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Ohio 4/26/2023
B
Texas 3/15/2024
B
Pennsylvania 4/25/2023
B
West Virginia 4/25/2023
IA
Pennsylvania 4/25/2023
SRO Registrations
B
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IA
Registered with this firm since 4/25/2023
B
Registered with this firm since 4/25/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/13/2022 - 03/24/2023 | Pittsburgh, PA | |
IA | 02/25/2022 - 03/24/2023 | Pittsburgh, PA | |
B | 05/13/2022 - 03/24/2023 | WESTLAKE, TX | |
B | 02/25/2022 - 03/24/2023 | PITTSBURGH, PA | |
IA | 02/25/2022 - 10/14/2022 | PITTSBURGH, PA | |
IA | 03/12/2021 - 03/07/2022 | PITTSBURGH, PA | |
B | 03/12/2021 - 03/07/2022 | PITTSBURGH, PA | |
IA | 06/10/2014 - 11/13/2020 | PITTSBURGH, PA | |
B | 09/05/2014 - 11/13/2020 | PITTSBURGH, PA | |
IA | 10/10/2012 - 05/27/2014 | TROY, MI |
PITTSBURGH, PA
09/05/2014 - 11/13/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.