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LISA MARIE SIMON
LISA MARIE TASIOS
CRD#: 6109233
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 63 KERCHEVAL AVENUE
SUITE 300
GROSSE POINTE FARMS, MI 48236
Registration History
2017201820192020202120222023202420252026IAOPPENHEIMER & CO. INC. (CRD# 249)2018 - Present (6 years)BOPPENHEIMER & CO. INC. (CRD# 249)2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 5/2/2018

B
Maine 5/2/2018

B
California 5/2/2018

B
Maryland 4/11/2023

B
Colorado 5/2/2018

B
Michigan 9/15/2017

B
Connecticut 2/13/2020

IA
Michigan 3/27/2018

B
Delaware 5/2/2018

B
Nevada 5/2/2018

B
District of Columbia 6/14/2024

B
New York 5/2/2018

B
Florida 5/2/2018

B
North Carolina 5/2/2018

B
Georgia 11/30/2020

B
Ohio 5/2/2018

B
Idaho 3/16/2023

B
South Carolina 5/2/2018

B
Illinois 5/2/2018

B
Texas 5/2/2018

B
Indiana 2/13/2020

B
Virginia 5/2/2018

B
Kansas 5/2/2018

B
Washington 5/2/2018

B
Kentucky 5/2/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
63 KERCHEVAL AVENUE SUITE 300, GROSSE POINTE FARMS, MI 48236
Registered with this firm since 3/27/2018

B
OPPENHEIMER & CO. INC. (CRD#:249)
63 KERCHEVAL AVENUE SUITE 300, GROSSE POINTE FARMS, MI 48236
Registered with this firm since 6/15/2017

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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.