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Detailed Report
Lauren O'Brien
LAUREN MARIE BUXTON, LAUREN MARIE O'BRIEN, LAUREN MARIE OBRIEN
CRD#: 6109032
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 221 S CENTURY AVENUE
WAUNAKEE, WI 53597-1249
Registration History
201220142016201820202022202420262 FIRMS2014 - 2018 (3 years)2 FIRMS2018 - Present (6 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2012 - 2013 (<1 year)
License(s)

State Registrations

B
Arizona 1/4/2021
B
Minnesota 7/18/2018
B
California 7/18/2018
B
Texas 1/2/2020
B
Colorado 7/18/2018
IA
Texas 1/3/2020
B
Florida 3/19/2020
B
Wisconsin 5/14/2018
B
Georgia 7/18/2018
IA
Wisconsin 5/14/2018
B
Illinois 5/10/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
221 S CENTURY AVENUE, WAUNAKEE, WI 53597-1249
Registered with this firm since 5/14/2018
B
EDWARD JONES (CRD#:250)
221 S CENTURY AVENUE, WAUNAKEE, WI 53597-1249
Registered with this firm since 5/14/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/23/2014 - 05/11/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Madison, WI
B
 09/16/2014 - 05/11/2018 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) Madison, WI
B
 09/19/2012 - 08/05/2013 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.