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LESLIE HALPERN
Leslie Paul Halpern, Leslie Halpern
CRD#: 6108794
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2919 ALLEN PARKWAY
9th FLOOR - RETIREMENT EDUCATION CENTER
HOUSTON, TX 77019
Registration History
197519801985199019952000200520102015202020252 FIRMS2022 - Present (2 years)BHORACE MANN INVESTORS, INC. (CRD# 11643)2020 - 2021 (1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2013 - 2013 (<1 year)
Disclosure(s)
View By:
4/16/1975
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 8/9/2022

B
Mississippi 8/15/2022

IA
Alabama 12/1/2022

IA
Mississippi 12/2/2022

B
Alaska 12/16/2024

B
Missouri 8/10/2022

B
Arizona 12/23/2024

IA
Missouri 12/5/2022

B
Arkansas 12/17/2024

B
Montana 12/20/2024

B
California 8/10/2022

B
Nebraska 12/16/2024

IA
California 12/2/2022

B
Nevada 12/16/2024

B
Colorado 8/10/2022

B
New Hampshire 8/15/2022

IA
Colorado 12/2/2022

IA
New Hampshire 12/2/2022

B
Connecticut 8/10/2022

B
New Jersey 8/11/2022

IA
Connecticut 12/2/2022

IA
New Jersey 12/2/2022

B
Delaware 8/10/2022

B
New Mexico 12/17/2024

IA
Delaware 12/5/2022

B
New York 8/13/2022

B
District of Columbia 8/12/2022

IA
New York 12/2/2022

IA
District of Columbia 6/8/2023

B
North Carolina 8/10/2022

B
Florida 8/10/2022

IA
North Carolina 12/2/2022

IA
Florida 12/6/2022

B
North Dakota 12/23/2024

B
Georgia 8/12/2022

B
Ohio 8/10/2022

IA
Georgia 12/5/2022

IA
Ohio 12/5/2022

B
Hawaii 12/17/2024

B
Oklahoma 12/17/2024

B
Idaho 12/16/2024

B
Oregon 12/16/2024

B
Illinois 8/22/2022

B
Pennsylvania 8/10/2022

IA
Illinois 12/12/2022

IA
Pennsylvania 12/2/2022

B
Indiana 8/9/2022

B
Rhode Island 8/17/2022

IA
Indiana 12/2/2022

IA
Rhode Island 12/2/2022

B
Iowa 12/16/2024

B
South Carolina 8/11/2022

B
Kansas 12/16/2024

IA
South Carolina 12/2/2022

B
Kentucky 3/23/2023

B
South Dakota 12/16/2024

IA
Kentucky 3/23/2023

B
Tennessee 12/16/2024

B
Louisiana 8/10/2022

B
Texas 5/2/2022

IA
Louisiana 12/5/2022

IA
Texas 5/2/2022

B
Maine 8/10/2022

B
Utah 12/16/2024

IA
Maine 12/2/2022

B
Vermont 8/10/2022

B
Maryland 8/10/2022

IA
Vermont 12/2/2022

IA
Maryland 12/5/2022

B
Virginia 8/10/2022

B
Massachusetts 8/9/2022

IA
Virginia 12/2/2022

IA
Massachusetts 6/16/2023

B
Washington 12/16/2024

B
Michigan 8/11/2022

B
West Virginia 8/11/2022

IA
Michigan 12/2/2022

IA
West Virginia 12/2/2022

B
Minnesota 8/10/2022

B
Wisconsin 12/17/2024

IA
Minnesota 12/2/2022

B
Wyoming 12/16/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2919 ALLEN PARKWAY 9th FLOOR - RETIREMENT EDUCATION CENTER, HOUSTON, TX 77019
Registered with this firm since 5/2/2022

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2919 ALLEN PARKWAY 9th FLOOR - RETIREMENT EDUCATION CENTER, HOUSTON, TX 77019
Registered with this firm since 5/2/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/06/2020 - 12/19/2021 HORACE MANN INVESTORS, INC. (CRD#:11643) Houston, TX
B
08/26/2013 - 11/18/2013 MML INVESTORS SERVICES, LLC (CRD#:10409) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.