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RONALD JOSEPH GRAHAM
CRD#: 6108779
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 2919 ALLEN PARKWAY
9th FLOOR - RETIREMENT EDUCATION CENTER
HOUSTON, TX 77019
Registration History
20122014201620182020202220242026IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2017 - Present (7 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2013 - Present (11 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2012 - 2013 (<1 year)
License(s)

State Registrations

B
Alabama 6/14/2013

B
Montana 1/21/2014

IA
Alabama 2/8/2024

IA
Montana 2/8/2024

B
Alaska 8/31/2015

B
Nebraska 2/8/2024

IA
Alaska 2/20/2024

IA
Nebraska 2/8/2024

B
Arizona 2/8/2024

B
Nevada 6/6/2014

IA
Arizona 2/8/2024

IA
Nevada 2/12/2024

B
Arkansas 10/2/2013

B
New Hampshire 2/8/2024

IA
Arkansas 3/21/2019

IA
New Hampshire 2/16/2024

B
California 8/7/2013

B
New Jersey 6/14/2013

IA
California 2/9/2024

IA
New Jersey 2/8/2024

B
Colorado 3/28/2014

B
New Mexico 2/8/2024

IA
Colorado 2/9/2024

IA
New Mexico 2/9/2024

B
Connecticut 2/8/2024

B
New York 2/8/2024

IA
Connecticut 2/9/2024

IA
New York 2/8/2024

B
Delaware 2/8/2024

B
North Carolina 6/17/2013

IA
Delaware 2/9/2024

IA
North Carolina 2/9/2024

B
District of Columbia 2/8/2024

B
North Dakota 2/8/2024

B
Florida 6/14/2013

IA
North Dakota 2/14/2024

IA
Florida 3/24/2017

B
Ohio 11/7/2013

B
Georgia 6/14/2013

IA
Ohio 2/8/2024

B
Hawaii 2/8/2024

B
Oklahoma 2/8/2024

IA
Hawaii 2/9/2024

IA
Oklahoma 2/15/2024

B
Idaho 1/21/2014

B
Oregon 1/21/2014

IA
Idaho 2/9/2024

IA
Oregon 2/9/2024

B
Illinois 3/15/2019

B
Pennsylvania 6/14/2013

IA
Illinois 6/21/2019

IA
Pennsylvania 2/9/2024

B
Indiana 3/17/2015

B
Rhode Island 2/8/2024

IA
Indiana 2/9/2024

IA
Rhode Island 2/9/2024

B
Iowa 2/8/2024

B
South Carolina 6/14/2013

IA
Iowa 2/12/2024

IA
South Carolina 7/18/2022

B
Kansas 2/8/2024

B
South Dakota 2/8/2024

IA
Kansas 2/8/2024

IA
South Dakota 2/8/2024

B
Kentucky 2/8/2024

B
Tennessee 2/8/2024

IA
Kentucky 2/12/2024

B
Texas 5/30/2013

B
Louisiana 6/14/2013

IA
Texas 3/15/2017

IA
Louisiana 7/8/2020

B
Utah 2/8/2024

B
Maine 6/14/2013

IA
Utah 2/12/2024

IA
Maine 2/9/2024

B
Vermont 2/8/2024

B
Maryland 6/14/2013

IA
Vermont 2/8/2024

IA
Maryland 2/9/2024

B
Virginia 6/14/2013

B
Massachusetts 6/14/2013

IA
Virginia 2/9/2024

B
Michigan 6/11/2018

B
Washington 1/21/2014

IA
Michigan 2/2/2022

IA
Washington 2/8/2024

B
Minnesota 2/8/2024

B
West Virginia 10/22/2013

IA
Minnesota 2/8/2024

IA
West Virginia 2/12/2024

B
Mississippi 6/14/2013

B
Wisconsin 2/8/2024

IA
Mississippi 2/8/2024

IA
Wisconsin 2/8/2024

B
Missouri 3/26/2019

B
Wyoming 11/26/2013

IA
Missouri 3/28/2019

IA
Wyoming 2/12/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2919 ALLEN PARKWAY 9th FLOOR - RETIREMENT EDUCATION CENTER, HOUSTON, TX 77019
Registered with this firm since 3/15/2017

B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
2919 ALLEN PARKWAY 9th FLOOR - RETIREMENT EDUCATION CENTER, HOUSTON, TX 77019
Registered with this firm since 5/30/2013

Previous Registration(s)
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B
12/14/2012 - 05/30/2013 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) IRVING, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.