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JAMES RICHARD MCCORMICK
J.R. MCCORMICK
CRD#: 6108342
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 11 WHARF AVENUE
COMMERCIAL UNIT #2
RED BANK, NJ 07701
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 11 WHARF AVENUE
COMMERCIAL UNIT #2
RED BANK, NJ 07701
Registration History
2012201320142015201620172018201920202021202220232024202520262 FIRMS2016 - Present (8 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2012 - 2016 (3 years)IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2015 - 2016 (1 year)
License(s)

State Registrations

B
Alaska 1/2/2019

B
Nevada 11/29/2022

B
Arizona 2/12/2018

B
New Hampshire 3/5/2019

B
California 2/7/2018

B
New Jersey 9/1/2016

B
Colorado 10/2/2019

IA
New Jersey 9/9/2016

B
Connecticut 11/28/2018

B
New York 2/7/2018

B
Delaware 11/28/2018

B
North Carolina 11/28/2018

B
District of Columbia 10/2/2019

B
Ohio 11/29/2018

B
Florida 9/2/2016

B
Oregon 2/20/2019

B
Georgia 7/8/2019

B
Pennsylvania 2/7/2018

B
Hawaii 3/15/2019

B
Puerto Rico 2/12/2021

B
Indiana 11/29/2021

B
Rhode Island 1/4/2023

B
Iowa 2/12/2018

B
South Carolina 4/22/2019

B
Louisiana 8/21/2024

B
Tennessee 10/4/2023

B
Maryland 11/28/2018

B
Texas 11/28/2018

B
Massachusetts 11/28/2018

B
Utah 11/29/2022

B
Michigan 10/2/2019

B
Vermont 10/2/2019

B
Minnesota 2/15/2019

B
Virginia 11/28/2018

B
Missouri 2/12/2018

B
Washington 10/2/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
11 WHARF AVENUE COMMERCIAL UNIT #2, RED BANK, NJ 07701
Registered with this firm since 9/9/2016

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
11 WHARF AVENUE COMMERCIAL UNIT #2, RED BANK, NJ 07701
Registered with this firm since 9/1/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/24/2015 - 08/23/2016 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) CORAL GABLES, FL
B
12/14/2012 - 08/23/2016 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) CORAL GABLES, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.