Individual Firm
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Daniel Luis Valente
DANIEL LUIS VALENTE
CRD#: 6107966
IA
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RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 1 TOWN CENTER ROAD
10TH FLOOR
BOCA RATON, FL 33486
10TH FLOOR
BOCA RATON, FL 33486
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Disclosures
12
Years of Experience
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State Registrations
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Arizona 11/18/2020
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Massachusetts 11/18/2022
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California 11/18/2020
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Michigan 11/18/2020
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Colorado 11/18/2020
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Minnesota 11/18/2020
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Connecticut 11/18/2020
B
Montana 11/18/2020
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Delaware 11/10/2022
B
New Jersey 11/18/2020
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District of Columbia 11/18/2020
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New Mexico 11/18/2020
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Florida 8/21/2020
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New York 11/18/2020
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Florida 8/24/2020
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Ohio 11/18/2020
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Georgia 11/18/2020
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Pennsylvania 11/18/2020
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Idaho 11/18/2020
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South Carolina 11/18/2020
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Illinois 11/18/2020
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Texas 11/18/2020
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Indiana 11/18/2020
B
Virginia 11/18/2020
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Louisiana 11/18/2020
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Washington 12/20/2022
B
Maine 11/18/2020
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West Virginia 9/6/2023
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Maryland 11/18/2020
SRO Registrations
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Registered with this firm since 8/24/2020
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Registered with this firm since 8/21/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/12/2017 - 08/11/2020 | BOCA RATON, FL | |
B | 05/11/2017 - 08/11/2020 | BOCA RATON, FL | |
IA | 10/21/2014 - 05/09/2017 | PARAMUS, NJ | |
B | 07/15/2014 - 05/09/2017 | PARAMUS, NJ | |
B | 10/01/2012 - 05/08/2014 | ORADELL, NJ | |
B | 09/18/2012 - 10/01/2012 | ORADELL, NJ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.