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STEPHEN PATRICK KESTER
CRD#: 6107541
IA
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LPL FINANCIAL LLCCRD#: 6413 405 5TH ST
AMES, IA 50010
AMES, IA 50010
0
Disclosures
12
Years of Experience
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State Registrations
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Arizona 10/13/2014
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Missouri 11/19/2018
B
California 3/20/2015
B
Montana 4/16/2021
B
Colorado 5/31/2016
B
Nebraska 11/17/2020
B
Florida 7/1/2016
B
North Carolina 5/21/2013
B
Idaho 12/14/2020
B
Oregon 10/15/2020
B
Illinois 6/11/2020
B
South Carolina 1/24/2025
B
Iowa 3/4/2013
B
Texas 4/3/2019
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Iowa 3/4/2013
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Texas 4/3/2019
B
Kentucky 12/14/2020
B
Virginia 11/13/2013
B
Maryland 10/16/2013
B
Washington 1/12/2021
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Massachusetts 2/6/2014
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Wisconsin 5/5/2023
B
Minnesota 12/14/2020
SRO Registrations
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Registered with this firm since 3/4/2013
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Registered with this firm since 1/4/2013
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.