Individual Firm
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JAMES PATRICK TUSOCH
JAMES P TUSOCH, James Tusoch
CRD#: 6106937
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1800 CROCKER ROAD
WESTLAKE, OH 44145
WESTLAKE, OH 44145
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1800 CROCKER ROAD
WESTLAKE, OH 44145
WESTLAKE, OH 44145
0
Disclosures
12
Years of Experience
View By:
State Registrations
B
Alabama 11/19/2024
B
New York 5/3/2024
B
Arizona 2/12/2021
B
North Carolina 2/12/2021
B
California 10/9/2020
B
Ohio 6/29/2020
B
District of Columbia 4/9/2021
IA
Ohio 7/2/2020
B
Florida 9/17/2020
B
Oklahoma 11/19/2024
B
Georgia 9/29/2021
B
Pennsylvania 6/29/2020
B
Illinois 10/9/2020
B
Tennessee 11/19/2024
B
Indiana 10/19/2023
B
Texas 10/9/2020
B
Maine 9/9/2022
IA
Texas 11/3/2020
B
Massachusetts 10/25/2022
B
Virginia 4/9/2021
B
Michigan 6/29/2020
B
Washington 11/19/2024
B
Nevada 2/12/2021
B
West Virginia 6/29/2020
B
New Jersey 4/9/2021
SRO Registrations
B
B
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IA
Registered with this firm since 7/2/2020
B
Registered with this firm since 6/29/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/19/2017 - 06/03/2020 | CHAGRIN FALLS, OH | |
B | 12/06/2016 - 06/03/2020 | CHAGRIN FALLS, OH | |
B | 05/23/2014 - 11/02/2016 | CLEVELAND, OH | |
B | 10/01/2012 - 02/25/2014 | PEPPER PIKE, OH | |
B | 09/18/2012 - 10/01/2012 | PEPPER PIKE, OH |
CHAGRIN FALLS, OH
01/19/2017 - 06/03/2020
CHAGRIN FALLS, OH
12/06/2016 - 06/03/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.