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julian J puhringer
JULIAN JOSEF PUHRINGER
CRD#: 6105046
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2100 ROSS AVE
DALLAS, TX 75201
Registration History
20132014201520162017201820192020202120222023202420252026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2019 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - Present (10 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2013 - 2014 (1 year)
License(s)

State Registrations

B
Alabama 1/29/2015

B
Missouri 1/23/2015

B
Alaska 4/2/2024

B
Montana 5/16/2019

B
Arizona 2/5/2015

B
Nevada 1/29/2015

B
Arkansas 9/1/2022

B
New Hampshire 4/2/2024

B
California 1/22/2015

B
New Jersey 4/2/2024

B
Colorado 1/22/2015

B
New Mexico 1/21/2015

B
Connecticut 4/2/2024

B
New York 1/21/2015

B
Delaware 4/2/2024

B
North Carolina 1/27/2015

B
District of Columbia 6/1/2021

B
North Dakota 4/2/2024

B
Florida 1/22/2015

B
Ohio 4/2/2024

B
Georgia 2/9/2015

B
Oklahoma 1/23/2015

B
Hawaii 4/2/2024

B
Oregon 8/26/2021

B
Idaho 5/15/2019

B
Pennsylvania 1/22/2015

B
Illinois 1/16/2024

B
Puerto Rico 1/22/2015

B
Iowa 5/17/2019

B
South Carolina 4/2/2024

B
Kansas 1/28/2015

B
Tennessee 4/2/2024

B
Kentucky 4/2/2024

B
Texas 1/21/2015

B
Louisiana 1/23/2015

IA
Texas 5/8/2019

B
Maine 1/22/2015

B
Utah 1/21/2015

B
Maryland 10/16/2023

B
Vermont 5/16/2022

B
Massachusetts 1/26/2015

B
Virginia 1/22/2015

B
Michigan 1/22/2015

B
Washington 2/3/2015

B
Minnesota 1/21/2015

B
Wisconsin 1/21/2015

B
Mississippi 1/22/2018

B
Wyoming 5/15/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2100 ROSS AVE, DALLAS, TX 75201
Registered with this firm since 5/8/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2100 ROSS AVE, DALLAS, TX 75201
Registered with this firm since 1/20/2015

Previous Registration(s)
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B
01/11/2013 - 12/11/2014 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.