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Detailed Report
MATTHEW WAYNE MITCHELL
Matt Wayne Mitchell, Matt Mitchell
CRD#: 6104072
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 201 MAIN ST 4TH FL
[TG-RBO]
FORT WORTH, TX 76102
Registration History
201220142016201820202022202420262 FIRMS2020 - 2025 (5 years)2 FIRMS2025 - Present (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
License(s)

State Registrations

B
California 2/18/2025
B
North Carolina 2/18/2025
B
Connecticut 2/18/2025
B
Ohio 2/18/2025
B
Florida 2/18/2025
B
Oklahoma 2/18/2025
B
Illinois 2/18/2025
B
Texas 2/18/2025
B
Louisiana 2/18/2025
IA
Texas 2/18/2025
B
Missouri 2/18/2025
B
Washington 2/18/2025
B
Nebraska 2/18/2025
B
Wisconsin 2/18/2025
B
New Mexico 2/18/2025

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
201 MAIN ST 4TH FL [TG-RBO], FORT WORTH, TX 76102
Registered with this firm since 2/18/2025
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
201 MAIN ST 4TH FL [TG-RBO], FORT WORTH, TX 76102
Registered with this firm since 2/18/2025
Previous Registration(s)
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IA
 03/13/2020 - 03/11/2025 J.P. MORGAN SECURITIES LLC (CRD#:79) MCKINNEY, TX
B
 02/11/2020 - 03/11/2025 J.P. MORGAN SECURITIES LLC (CRD#:79) MCKINNEY, TX
B
 10/01/2012 - 12/31/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) TYLER, TX
B
 09/18/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) TYLER, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.